This position is ideal for professionals who are customer- focused, commercially minded, and open to legal and regulatory change. The ideal candidate must be able to provide practical legal solutions that support responsible business innovation.
If you&039;re looking for a role where you&039;ll be stretched, supported, and seen — and you’re excited to grow beyond the traditional path — we’d love to meet you.
In your role, you will also supervise an executive- level legal team member, providing leadership and coordination in day- to- day legal operations, stakeholder engagement, and regulatory interaction. You will report to the Senior Manager – Legal.
What will you do:
Legal Advisory & Risk Control:
- Advise business units on legal aspects of securities products and services;
- Review contracts, product documentation, and transaction structures for legal risks and regulatory compliance;
- Provide guidance on the legal feasibility of new products in a context where regulations may be limited or evolving;
- Give clear, practical legal advice that helps teams move fast — safely;
Regulatory Compliance & Document Governance:
- Be the legal link to regulators, ensuring we stay compliant while doing things differently;
- Draft, review, and update internal regulations, policies, and procedures to ensure alignment with applicable laws and best practices;
- Monitor and interpret developments in securities regulations and propose timely legal solutions for the business;
- Ensure that legal policies and frameworks are responsive to regulatory change and aligned with the company’s innovation roadmap;
Disclosure & Governance Support:
- Support the legal aspects of information disclosure requirements, particularly in relation to public offerings or fundraising activities;
- Assist in preparing regulatory disclosures and communications for shareholders, the Board of Directors, and relevant authorities;
- Coordinate with internal governance functions and compliance teams to ensure transparency and accuracy in legal disclosures;
Dispute & Issue Resolution:
- Be the go- to legal voice for securities- related issues;
- Help manage responses to regulatory inquiries or inspections, and coordinate external legal counsel when necessary;
- Support internal teams in resolving legal disputes, customer claims, or complaints involving securities products;
