Legal & Regulatory Process Executive (Investment Banking)

• Be responsible for advising corporate clients in the planning and successful execution of the due diligence review/analyses of corporate clients. Prepare Information Memorandum, Offering Circulars, Prospectus and Application dossiers for filing to regulators such as to SSC, HOSE, HNX and VSD.
• Participate in providing feedback on draft amendments to legal documents as required.
• Always keep updated and provide advice to HSC CFD/IB Division about all new applicable regulations, decisions and guiding circulars that affect the business activities of corporate clients and the advisory services provided by HSC to corporate and investor clients.
• Analyze, review, and provide legal advice on all legal issues and documents that are required in the execution of advisory mandates by the Deal Directors of CFD/IB Division.
• Monitor and update policies, procedures, and advisory processes related to Corporate Finance Division operations.
• Liaise with regulatory authorities such as the State Securities Commission (SSC), Stock Exchanges (HOSE, HNX), the Vietnam Securities Depository and Clearing Corporation (VSDC), and other relevant regulators.
• Managing the execution of corporate transactions and related documents in the closing of Equity, Debt or M&A transactions.
• Other tasks required by management level.
• Perform market, industry and company research in preparation for preparation of advisory service proposals, prospectuses, offering circulars, information memorandums and regulatory filings (to SSC, HOSE, HNX, VSD).

Educational level
• Bachelor’s Degree in Finance and Accounting or Economics or Business Administration or in Engineering or in Laws.
• Financial Analysis Certificate issued by SSC is required.
Knowledge & Experiences
• From 3- 7 years of experience in Investment Banking or Securities Brokerage or Corporate Law or Investment Law.
Technical skills
• Solid sense of logic & judgement and technology savvy /use of computers and mobile/digital applications such as Microsoft Office (Word, Excel- Macro, Power Point), Bloomberg and Google.
• Strong financial analysis skills and solid background in accounting or audit.
Soft skills
• Presentation skill.
• Verbal and written communication skills in both Vietnamese and English.
• Demonstrates integrity and honesty in daily interactions, adhering to codes of conduct.
• Ability to take ownership of assigned tasks while ensuring personal work is consistently aligned with team goals, priorities, and timelines.

Laptop, Chế độ bảo hiểm, Du Lịch, Chế độ thưởng, Chăm sóc sức khỏe, Đào tạo, Tăng lương, Công tác phí, Nghỉ phép năm, CLB thể thao

Cập nhật gần nhất lúc: 2026-03-06 06:30:04