Compliance Staff

List, monitor and evaluate compliance and key compliance compliance;
Focal point, supporting Divisions to build, monitor and update compliance lists;
Set up a system to receive, propose and monitor the handling of compliance events;
Monitor and control compliance, take corrective action after inspection/audit
Receive information about compliance vialations and
Directly/propose to investigate violations, incidents, complaints… to propose handling violations according to regulations.
Develop, evaluate, and report compliance levels and risks according to regulations;
Give warnings and recommendations to relevant Divisions in amending and supplementing internal regulations to limit operational risks;
Participate in managing the Company’s Compliance Framework, building a self- assessment and compliance assessment system;
Check and monitor compliance, propose and comment on the development of plans, programs, inspection and control content to ensure professional activitives, general management and administration;
Participate in checking compliance with plans, programs and key topics and create and report on assessing the level of compliance with the law, risks due to non- comliance with the law on major activities;
Participate in building and establishing systems and processes to control and prevent compliance risks and organize the implementation of compliance- related policies;
Participate in developing policies, procedures, and compliance frameworks;
Perform other tasks as assigned by line managers.
Prepare reports and monitor remediation through monitoring activities.

- Able to use softwares/tools to make flowcharts and procedures are preferable
- English: TOEIC Certificate of 550 or equicalent
- Well understande legal rugulations related to Finance- Banking operations
- Degree: Bachelor Degree in Law/Finance- Banking (Law major is preferred)
- Proficent in Microsoft office (Word, Excel, Powerpoint) is a must
- Able to work under the pressure
Working experience: At least 2 years working in the field of Legal or Finance- Banking/Fintech

Chế độ bảo hiểm, Du Lịch, Chế độ thưởng, Chăm sóc sức khỏe, Đào tạo, Tăng lương, Nghỉ phép năm

Cập nhật gần nhất lúc: 2024-03-30 03:25:37