Compliance & Risk Management Manager (Legal)

Client Acceptance:

Manage document procedures and conflict register.
Conduct client acceptance training.
Support policy implementation and audits.
Drive adoption of standard acceptance procedures.
Ensure compliance with client acceptance requirements, including anti- money laundering and conflict checks.
Develop and improve client acceptance policies and procedures.

Risk Management:

Lead in the preparation of self- assessment questionnaires.
Provide legal advice to mitigate risks.
Manage risk register and support risk assessments.
Review vendor/sales contracts for compliance.

Insurance and Legal:

Liaise on insurance requirements.
Manage potential litigation and ensure timely reporting.
Maintain legal and insurance claims register.

Data Protection:

Schedule compliance training.
Continuously review data protection processes.
Ensure privacy policies meet requirements.
Ensure compliance with local regulations.

Internal Audit:

Ensure findings closure.
Coordinate with internal audit team.

Policies and Procedures:

Update and promote policies.
Establish written policies and procedures.
Establish compliance metrics reporting.
Drive process change improvements.

Other:

Contribute to internal investigations.
Coordinate with law firms and legal consultants.
Stay informed about industry changes.
Participate in cross- functional teams.
Prepare management reports.
Monitor anti- bribery and corruption, money laundering, and fraud detection.
Assist in compliance training program.
Maintain gift register for compliance.
Discuss emerging compliance issues and develop strategic plans.

Self- motivated, confident, detail- oriented, willing to learn, flexible, able to multitask and strong communication skills.
At least 4- 5 years of experience in the Compliance & Risk field.
Experienced in The Real Estate industry is a plus.
A degree in Business, Risk Management, Law, Finance, or related background.
Law firm experience is preferred.
Fluent in English and Vietnamese.

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Cập nhật gần nhất lúc: 2024-04-02 13:25:34