Compliance Officer

Compliance Risk Management: Establish and implement a Compliance Risk Framework to mitigate potential penalties, financial losses, or reputational damage resulting from non- compliance.
Periodic & Ad- hoc Reports: Take responsibility for collecting, verifying data, and preparing compliance reports required periodically (quarterly, annually) or ad- hoc by the Regulatory Authority.
Record Keeping: Ensure all compliance documents, records, and reports are systematically stored, secured, and easily retrievable upon request for audits or inspections.
Operational Monitoring: Conduct independent and regular inspections and assessments of the company’s business operations, transactions, and processes to promptly detect compliance risks, errors, or violations.
Policy Development and Maintenance: Proactively develop, review, and periodically update internal regulations and policies to ensure continuous alignment with the latest requirements from the Regulating Entity.

Proficient in Microsoft Office (Word, Excel, PowerPoint).
Careful, honest, possesses organizational thinking, and strong time management skills.
Minimum of 5 years of experience in the Forex (Foreign Exchange) industry.
Bachelor&039;s degree in Accounting, Auditing, Finance, Business Administration, or a related field.
Ability to work independently and handle confidential information securely.
Excellent English communication skills (both spoken & written).

Health insurance and other benefits according to company policy and labor law.
Competitive salary (Negotiable).
High opportunities for career advancement and promotion.
Provision of necessary working equipment and machinery.

Cập nhật gần nhất lúc: 2025-12-12 00:55:03