Compliance Offcier - Chuyên Viên Tuân Thủ

CÔNG TY TÀI CHÍNH TNHH MỘT THÀNH VIÊN SHINHAN VIỆT NAM
Mức lương
Đang cập nhật
Địa điểm làm việc
Hồ Chí Minh
Kinh nghiệm yêu cầu
2 - 3 Năm
Chi tiết tin tuyển dụng

Mô tả công việc

Regulatory and internal policies compliance

Provide and consolidate comments on draft regulations relevant to SVFC’s operations and communicate with related divisions/departments as well as government agencies and other organizations regarding this matter.
Draft, update and/or enhance Compliance policies/guidelines/processes when required;
Monitor business operations to comply with relevant government regulations, parent company’s policies and Company’s internal policies;
Other tasks if necessary or required
Ensure implements the process of adhering to laws, regulations, standards, and other rules set forth by governments and other regulatory bodies, including gap analysis and communicate with relevant divisions/departments to close the gaps;
Review Company’s internal policies for possible risks and liabilities (if any) and research compliance requirements for new initiatives;
Review Company’s contracts/agreements/policies drafted by related functional divisions/departments in accordance with Compliance roles and responsibilities and/or requested by Department/Division Head;

AML/ CTF Function

Responsible for internal audit/ regulatory engagement (review, inspection)/ external audit regarding AML/CTF operations.
Responsible to monitor, control and provide updates solutions for the internal AML screening system in alignment with local regulatory requirements, for example, the OFAC, UN lists.
Responsible for the compliance with the local as well as relevant overseas money laundering and terrorist financing regulations.
Ensure that money laundering and terrorist financing deterrence procedures and controls are robust and in line with the AML guidelines for oversea subsidiaries of Group.
Responsible to monitor, control transactions, give advice and/or reports suspicious transactions (if any) to State Bank of Vietnam (“SBV”) of AML department.

Monitoring and Compliance Assurance Review

Actively monitor the business to provide assurance to all relevant parties including local management and Group that the processes, procedures and systems in the business are delivering satisfactory standards of compliance.
Encourage and assist functional department in development its own monitoring process to ensure the compliance with applicable local laws and other requirements from Group.
Closely liaise with Internal Audit should ensure sufficient and necessary assurance could be delivered on a most effective and efficient manner without unnecessary burden on the business.

Reporting

Responsible to prepare routine reports in charged by Compliance department and/or give advice for other divisions, departments regarding ad- hoc reports required by SBV.
Report major compliance issues and problems to the CEO and Group Compliance team on a timely basis in accordance with the policies and requirements set out in the Compliance Guidelines for the oversea subsidiaries.
Responsible to prepare and submit regular compliance reports and management information reports to Head of Compliance and Head of Legal & Compliance Division in accordance with the standard format and requirements set by Group’s Compliance team from time to time.

Financial Crime Function

Ensure the appropriate investigations and follow- up actions are taken in time.
Ensure clear and practical Financial Crimes related policies and procedures are in place through either directly adopting the local regulations or senior management or Group’s Guidelines.
Ensure any breach or potential breach to the Anti- Bribery and Corruption (“ABC”) risk appetite or ABC policy requirements is timely reported to the local senior management.

Training & & Enhancing Awareness

Liaise with service providers to enhance Compliance training courses via SVFC’s training platform (if required).
Responsible for preparing, developing, and designing the Compliance training materials which has been updated in accordance with regulatory changes.
Responsible for conducting direct training or assisting and/or providing advice in the development of local unit training strategies, policies and materials related to Compliance, Financial Crimes and especially AML/ CTF issues.

Other tasks

Other tasks as assigned by Head of Compliance/Head of Legal & Compliance from time to time

Yêu cầu công việc

Education

Bachelor Degree, preferable legal/ banking

Work Experience

Prior experience (3 years) in audit or legal & compliance or risk management functions is an advantage

Knowledge

Law/ Compliance/ Consumer Finance/ Audit
Compliance management (Advice & Guidance, Monitoring/Review, Liaise & Coordinate, AML, Financial Crime Function, Development & Implementation)
Develop risk management strategies and processes

Skills

Team Building
Compliance regime/ Risk management
Give advise/ Feedback
Effective communication skills/ Problem- solving
Reporting
Training
Critical Thinking Ability
Legal research
Compliance/ Audit techniques
Market information

Quyền lợi

Laptop, Chế độ bảo hiểm, Chế độ thưởng, Chăm sóc sức khỏe, Đào tạo, Phụ cấp thâm niên, Nghỉ phép năm

Cập nhật gần nhất lúc: 2024-04-03 11:12:48

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Quy mô: Cập nhật
Trụ sở: Tầng 3, Becamex Tower, 230 Đại lộ Bình Dương, Phường Phú Hoà, Thành phố Thủ Dầu Một, Tỉnh Bình Dương

Thông tin chung

Ngành nghề
Pháp luật/ Pháp lý
Cấp bậc
Nhân Viên
Kinh nghiệm yêu cầu
2 - 3 Năm
Trình độ yêu cầu
Đại học
Số lượng cần tuyển
Đang Cập Nhật
Hình thức làm việc
Nhân viên chính thức
Giới tính
Đang cập nhật
Hạn nộp hồ sơ
17/02/2024
Mẫu CV đẹp

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