Compliance Leader (Transaction Monitoring)

ROLE OVERVIEW
The Compliance Platform – Transaction Monitoring role is responsible for designing, operating, and continuously improving the transaction monitoring framework of CAEX, covering crypto and fiat transactions.The role ensures effective detection, investigation, and escalation of AML/CFT, fraud, and suspicious activities, fully embedded into the exchange’s platform under a Compliance- by- Design approach.
KEY RESPONSIBILITIES
Transaction Monitoring Framework

Monitor transaction patterns including velocity, structuring, abnormal behavior, and linked accounts.
Apply a risk- based approach to alert generation and prioritization.
Design and maintain transaction monitoring rules and thresholds for crypto and fiat flows.

Blockchain & Crypto Monitoring

Coordinate with KYC/EDD teams on complex or high- risk cases.
Operate blockchain analytics tools (e.g. Chainalysis, Merkle Science or equivalent).
Assess exposure to high- risk wallets, illicit activities, mixers, bridges, and sanctioned entities.

Alert Review & Investigation

Review alerts, conduct investigations, and document findings and decisions.
Support preparation and filing of SAR/STR in line with regulatory requirements.
Recommend account restrictions, enhanced monitoring, or escalation as required.

Platform & System Integration

Participate in rule testing, tuning, and validation.
Ensure data accuracy, system logs, audit trails, and reporting dashboards are audit- ready.
Work with Product and Engineering to embed monitoring logic into platform workflows.

Governance, Reporting & Audit

Monitor regulatory changes and update transaction monitoring controls accordingly.
Maintain SOPs, rule documentation, and escalation procedures.
Prepare reports and data for internal audits, external audits, and regulatory reviews.

Experience

Minimum 4–6 years of experience in transaction monitoring, AML, fraud, or financial crime.
Experience in crypto exchanges, fintech, or digital banking is strongly preferred.

Technical & Regulatory Knowledge

Hands- on experience with blockchain transaction monitoring and risk- based rule design.
Strong knowledge of AML/CFT, FATF standards, and transaction monitoring lifecycle.
Familiarity with SAR/STR processes and regulatory expectations.

Skills & Competencies

Ability to translate risk and regulatory requirements into monitoring logic.
Professional working proficiency in English.
Strong analytical and investigation skills.
Effective collaboration with Compliance, Risk, Product, and Technology teams.

Direct experience and engagement with world- leading blockchain analytics and identity verification tools such as Chainalysis, Merkle Science, Sumsub, Jumio, and Onfido.
Monthly allowances for lunch, phone, and parking.
Competitive salary based on performance, complemented by attractive year- end bonus packages.
Become a strategic bridge between the Compliance department and the Product and Engineering teams to build a secure financial platform
Clear career advancement to management positions (Team Lead/Manager) and direct leadership of operational teams in Vietnam.
Bonuses for public holidays and festivals in accordance with company policy.
In- depth training and practical experience in complex AML/CFT processes, risk management, and FATF international standards.
Opportunity to work in a dynamic and professional Fintech/Crypto environment where compliance standards are prioritized through a "Compliance- by- Design" approach
Bao Viet premium health insurance.
Modern work equipment provided by the company.

Cập nhật gần nhất lúc: 2026-01-21 09:55:03